DAVID LEWIS-WILLIAMS
THE MIND IN THE CAVE

Consciousness and the Origins of Art

Thames&Hudson 2004



pg 104

The brain/mind problem

Some common, frequently used words are extraordinarily difficult to define. We have noted the problem of defining 'art' 'Consciousness' is another such word. We all know what it means ‑ until someone asks us to define it. One of the sources of this difficulty is that consciousness is a historically situated selection and evaluation of mental states from a wide range of potential states. It is not a universal, timeless 'given'. As before in this book, I side‑step the tedious task of attempting to define the slippery word in a formal way. Instead, I allow an understanding of the word to emerge from a series of observations.

Two things we do know are, one, that the brain/mind evolved, and two, that consciousness (as distinct from brain) is a notion, or sensation, created by electro-chemical activity in the'wiring' of the brain. These two observations guide much of the following discussion.

Enlarging on the first of these points, we can say that the brain/mind did not suddenly appear ex nihilo. The origins of the human brain/mind must lie deep in the past. Moreover, the beginnings of the brain/mind must have been shaped by conditions of survival that, in our modern Western society, no longer exist. That being so, we need to turn to Darwin and his insights into the mutability of species and the effects of natural selection - and, of course, also to more recent evolutionary theory that builds on Darwin's well-laid foundation.

The second observation is rather different and requires more comment. If we are speaking of evolution, we are speaking - essentially - of the human body, our physical, material make-up of bones, blood, tissue, brain matter. By contrast, mind is a projection, an abstraction; it cannot be placed on a table and dissected as can a brain. Nor, it seems, can mind be placed on a philosophical table and defined and described. Indeed, the age-old mind/body problem continues to niggle despite the ingenuity of generations of philosophers.

The issue is most famously associated with René Descartes (1596-1650), a French‑born thinker who lived most of his life in Holland. In view of the issues I discuss later, it is worth noting that Descartes said that he derived his ambition of designing a new philosophical and scientific system not from rational, lucid thought but from a series of dreams. That contradiction derived from the duality of his thinking. On the one hand, he developed philosophical and scientific theories that were rooted in rigid mathematics and the material world. On the other, his system was posited on the existence of a divine, benevolent creator. Out of this contradiction grew his well-known 'Cartesian dualism' that proposes the existence of two radically different kinds of sub­stance: material substance (rocks, trees, animals and the human body) and 'thinking substance' (the human mind, thoughts, desires).
From this duality arises a notion that the'self' (more or less what we are calling consciousness) is something non-material and that it in some way operates the brain (which is material), rather as a puppeteer manipulates a puppet. The English philosopher Gilbert Ryle ( 1900-76) summed up this notion in his famous phrase 'The Ghost in the Machine'. Descartes's idea persists in what is now called'attributive dualism', the doctrine that psychological phenomena cannot be reduced to a physical foundation. Whilst there is some sense in this kind of opposition to a reductionist explanation of mind, I believe that any persuasive explanation must refer to the form and functioning of the brain, the matter of the mind. The ghost hidden in the machine is a cognitive illusion created by the electro-chemical functioning of the brain.

That said, we have to admit that, despite the current plethora of studies of human consciousness, we still do not know how the functioning of the brain produces human consciousness. We do have a much better understanding of what happens in the brain than we did 20 years ago, even though, as Ian Glynn points out in his elegant and erudite book, An Anatomy of Thought, much remains mysterious. More pessimistically, there are those who argue that the problem will never be solved. For them, consciousness is like religion: if you have it, you cannot study it. Put another way, our cognitive abilities do not allow us to understand our cognitive abilities. It may be true that, if you have religion, you cannot study it, but it is a false analogy to go on to argue that our consciousness prevents us from understanding our consciousness. The fascinating issues of consciousness, self-awareness, introspection, insight and foresight remain, but, like other fields of great interest to which I have referred, they are not the destination of our present enquiry. Fortunately, we can circumnavigate them and examine the debate that surrounds relationships between brain, mind and the earliest art.









Eccieslastical Luddites
Most archaeologists agree that something drastic must have happened to earlier forms of the human mind to account for the west European evidence of the Transition, whether that change in mind took place in the Middle East and Europe or, as I have argued, principally in Africa. How else, they ask, can one explain the comparatively sudden appearance of an abundance of body decoration, burials and art?
Point taken - at least in part. That is why some of these archaeologists turn to evolutionary psychology for insights into the stages through which the human mind evolved through the millennia of prehistory and up to its present state. They believe that they can bring their knowledge of the archaeological record into a mutually explanatory relationship with the stages of mental development that evolutionary psychologists propose. This rescarch programme is certainly attractive, and the premise of mutual illumination between disciplines is surely valid.
Steven Mithen, an archaeologist at Reading University in England, is the most influential and thorough explorer of the relationship between the two disciplines. His ideas are comprehensively and clearly set out in his book The Prehistory of the Mind: A Search for the Origins of Art, Religion and Science. He (together with his evolutionary psychologist mentors) is principally concerned with intelligence and different kinds of intelligence. Without wishing to downplay the obviaus significance of intelligence, I emphasize later the equal importance of consciousness
I refer to different kinds of intelligence because the issue at the heart of evolutionary psychology is whether intelligence is a single, general-purpose 'computer' or a set of'computers, each dedicated to a specific purpose. Evolutionary psychologists believe that the second of these propositions is the more likely because studies of non-human animal behaviour have shown that what is learned in one domain often cannot be transferred to another: there is little or no 'transfer of training'. Evolutionary psychologists therefore speak of 'mental modules','multiple intelligences','cognitive domains', and'Darwinian algorithms'. The notion denoted by these phrases is perhaps most easily understood if we glance at one of Noam Chomsky's ideas. He pointed out that children's ability to learn complex language at an early age is probably in some way 'wired into'the human brain/mind. Other kinds of intelligent behaviour, such as facility with numbers, may be learned later - and less perfectly. There are therefore types of intelligence. Moreover, loss of facility in one domain, say language, perhaps through trauma, does not necessarily mean lack of ability in
discerning social relations or in relating to the material environment: people who lose the power of speech can still move around without bumping into furniture.
The next key notion is 'accessibility'. By this, evolutionary psychologists mean contact, or interaction, between mental modules. They argue that anatomically modern people have better interaction between modules than in other animals. We are therefore able to perform more complex behaviours that extend across domains. Rather than a highly modular intelligence, we have a generalized intelligence. Researchers believe that the mental modules responsible for domain-specific behaviours are situated in specific neural circuits in the brain and that accessibility between them is achieved by neural pathways. We need not examine all the variations of these fundamental propositions. Instead, we can move on to see what mental modules Mithen identifies and how he believes the generalization of these modules explains what happened at the Transition.

He proposes four mental modules:
- social intelligence,
- technical intelligence,
- natural history intelligence, and
- linguistic intelligence. i

For instance, anatomically archaic people (who did not have generalized intelligence) could learn multi‑stage procedures for making stone artefacts (technical intelligence), but this degree of complexity could not spill over into elaborate kinds of social relations (social intelligence). Indeed, he argues that there was little interaction, or accessibility, between intelligence modoles prior to the Transition. The minds of archaic people were like Swiss army knives: they comprised a set of gadgets each dedicated to a specific task.

To illustrate an extension of this point, Mithen invokes a second beguiling metaphor, that of a cathedral (Fig. 24).

The central nave represents general intelligence. Ranged around the nave are four chapels, each dedicated to one of the four mental modules. Prior to the Transition, there was little or no traffic between the chapels, though the possible linking power of rudimentary language in the Middle Palaeolithic should be taken into account.


Then, at the Transition, there was a wave of vandalism that led to the demolition of the walls between the individual chapels and between them and the nave. This demolition allowed the transfer of intelligence from chapel to chapel and the enlargement of the central nave of general intelligence. The vandal that directed the destruction was fully modern language.




The metaphor of language breaking down walls may be especially appropriate because, as researchers such as Chomsky and Bickerton have argued, the emergence of fully modern language must have been fairly sudden and not a gradation of barely discernible steps (though when this happened and what its immediate effects were remain to be determined).

At this time of neurological demolition, new mental abilities became viable. For instance, metaphorical thought became possible as a result of traffic between chapels. People could think of, say, social relations in terms of natural history intelligence - thus totemism was born: people could speak of human groups as if they were animal species. Similarly, anthropomorphism (the ascription of human characteristics to animals) was achieved by traffic from social intelligence through to the chapel of natural history: animals became like people. Then, too, for the comparatively complex subsis­tence strategies of the Upper Palaeolithic there had to be traffic between technical intelligence and natural history intelligence. Improved hunting equipment (technical intelligence) was of no use without integrating it with knowledge of the environment in which it was to be used and the behaviour of the animals to be hunted (natural history intelligence). All in all, human-environment interactions were transformed by this new mode of generalized intelligence.

Ingeniously, Mithen uses cathedral vandalism to explain the appearance of not only better adaptations, but also art at the Transition. He begins by proposing four cognitive and physical processes (not to be confused with the four intelligence modules):
- making visual images,
- classification of images into classes,
- intentional communication, and
- attribution of meaning to images.

He then points out that the first three abilities are fonnd in non-human primates. The fourth is the key ability, and it, Mithen argues, is found only in hominids. Yet, even though hominids such as the Neanderthals had it, visual symbolism arose, or at any rate flowered, only at the Transition (some rescarchers argue for an earlier date for the first signs of symbolic behaviour). So, what happened?
Prior to the Transition, intentional communication and classification were probably sealed in the social intelligence chapel, while mark-making and the attribution of meaning, which both implicate material objects, were probably ensconced in chapels of non-social intelligence. At the Transition, accessibility between chapels made art possible by allowing intentional communication to escape into the domain of mark-making.

Some reservations

Evolutionary psychology as a sub-discipline has its critics. Unfortunately, there is a muddying of the waters with political correctness. Some critics find that the tenets of evolutionary psychology are uncomfortably close to free­market economics, which they abhor. That observation has some support, but any scientific proposition must be accepted or rejected on rational grounds, not on its perceived social consequences.

This is a point that I bear in mind as I briefly consider Mithen's evolutionary psychology explanation for the origin of the human mind and art: it is attractive, but I believe that it has weaknesses and that it leaves some important points outstanding.

First, despite the considerable ingenuity of evolutionary psychologists, the explanation is heavily dependent on mental modules inferred, very largely, from animal and human behaviour. How can we be sure that pre-supiens hominids had the four intelligence modules that Mithen postulates? To what extent are these modules inferred by modern human minds from modern human behaviour? Indeed, is it possible to infer modules from behaviour?

Secondly, we have no direct information on the possible modularity of ancient minds. As a result, evolutionary psychologists are free to invent historical trajectories that move repeatedly between modularity and access between modules for as much as 100 million years.

Thirdly, it is not clear how a species could break down the walls between chapels, at least in neurological terms. Would the creatures have to'grow' new neural pathways, or would they simply have to learn to use ones they already had?

Fourthly, the prominence of metaphors in Mithen's discourse keeps us at a remove from the realities of human neurology, that is, from the matter of the mind. There is a tendency to develop the argument by exploring the metaphors rather than by coming to grips with realities. At times it is not clear whether the argument is being prosecuted entirely in a metaphorical realm. Technological innovations that involve non-invasive three-dimensional imaging of living brains are, however, beginning to test supposed connections between particular types of behaviour and specific brain locations.'

These four reservations are sources of concern, but they do not entirely eliminate the possibility that intelligence may indeed be modular in some way. Either way, we can proceed with our enquiry because I argue that we need to go beyond intelligence, whether it is modular or not.

My fifth reservation takes up this point. It concerns what I see as too exclusive an emphasis on intelligence. Intelligence is what researchers use when they study human origins and all the other puzzles of science. Whilst they allow intuition and unexplained flashes of insight a role in the solving of scientific problems, ideas so acquired must, they rightly insist, be subjected to rational evaluation.

As a result of this essentially Western view, one that explains the invention of the radio and makes space travel possible, they regard rational intelligence, as they themselves experience it, as the defining characteristic of human beings. They therefore explain everything that early people achieved in terms of evolving intelligence and rationality ‑ of becoming brighter and smarter. As they see it, early people were becoming more and more like Western scientists. This is what we may call'consciousness of rationality'.







Conscioussess: neurological and social

The problem here is that the emphasis on intelligence has marginalized the importance of the full range of human consciousness in human behaviour. Art and the ability to comprehend it are more dependent on kinds of mental imagery and the ability to manipulate mental images than on intelligence.

We must see consciousness as much more than the interaction of intelligence modules to create generalized intelligence. Mithen deals briefly with consciousness, but the way in which he does it is steeped in the general scientific emphasis on intelligence. Drawing on Nicholas Humphrey's work, he high­lights'reflexive consciousness'. This phrase means not only being aware of our physical selves and our own thought (introspection), but also an ability derived from our social intelligence module: being able to predict the behaviour of others ‑ in a sense, to read their minds.

The adaptive value of this kind of consciousness is clear. But it is also clear that what is being described is part of highly valued Western problem‑solving techniques.

What we have here is a case of our knowledge of the past being entrenched in present‑day values and practices. In this instance, the social constructivist position (Chapter 2) clearly has some merit. What constitutes consciousness for us at our particular position in history informs our investigation and knowledge of the past. Catherine Lutz identifies a number of features that are considered integral to our own Western, twenty-first-century consciousness. These features include an absence of emotion in problem-solving, objectivity, linear thought, and sustained attention spans:'Consciousness so construed is seen as fundamentally good and important." These features of consciousness as it is conceived in the West come out clearly in Lutz's review of the historical definitions of consciousness listed in the Oxford English Dictionary. But when she moves on to consider consciousness as it is conceived in non­Western societies, the inadequacy of her method is exposed. She regards consciousness as something entirely constructed in social discourse and thus without neurological,'hardwired' foundations. In this, she (together with the many others who follow similar approaches) comes close to Descartes's separation of mind from body. Despite her wish to rise above the received norms of her own Western society, she falls prey to a current academic aver­sion to any reference to the neurological basis of consciousness or behaviour. Other components of consciousness, such as Descartes's dreams, are therefore considered aberrations and suppressed in formulations of what constitutes human consciousness. As we shall shortly see, consciousness is not entirely a construct. Rather, it derives from historically specific responses to and categorizations of a shifting neurological substrate.

For an initial illustration of this dialectic between social construction and neurological foundations I turn to the medieval concept of consciousness. It was different from present‑day concepts, even though it had to make sense of the same neurological foundation. Medieval people valued dreams and visions as sources of knowledge vouchsafed by God. Hildegaard of Bingen (1098-1179), for example, believed that her visions revealed not just God's personal instructions to her but also the material structure of the universe: she did not distinguish between religious revelation and 'science'.
Indeed, the contact with the deity that dreams and visions were believed to afford was con­sidered a defining trait of human beings, a function of the divine spark that animals lacked, even if it was something to which not everyone aspired. Today this kind of mental state is generally shunned and is not considered a valuable component of human consciousness. No one in the West is likely to be elected to high political of fice on a ticket of a blinding, personal, divine revelation - or, for that matter, be consecrated as Archbishop of Canterbury. Yet the paradox remains: the large'esoteric' sections of bookshops show that 'non-scientific' thinking is alive and well, and people still pray, meditate and consult priests and psychics. It is just that, today, altered states are marginalized in the conduct of affairs of state, scientific endeavour, and even within mainstream religion. What today constitutes acceptable human consciousness ‑ the'con­sciousness of rationality' - is therefore an historically situated notion constructed within a specific social context but founded on the neurology to which I now turn. It is not simply a function of interacting intelligences.




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